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BARES CAPITAL MANAGEMENT, INC.

AUSTIN, TX · CRD 114428 · IAPD ↗ · barescapital.com · 512-542-1083

$1.26BRegulatory AUM
6Advisory reps
9Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — BARES CAPITAL MANAGEMENT, INC. (AUSTIN, TX) left the SEC roster (was $1.26B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
December 2024 — BARES CAPITAL MANAGEMENT, INC. reported RAUM down 57% ($2.72B -> $1.17B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
December 2024 — BARES CAPITAL MANAGEMENT, INC. shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
April 2024 — BARES CAPITAL MANAGEMENT, INC. notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — BARES CAPITAL MANAGEMENT, INC. shrank from 12 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.