← Tributary

FIRST LIGHT ASSET MANAGEMENT, LLC

EDINA, MN · CRD 168899 · IAPD ↗ · 952-831-6500

$1.41BRegulatory AUM
7Advisory reps
14Employees
0Clients
n/aPlanning clients
3Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
January 2025 — FIRST LIGHT ASSET MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2024 — FIRST LIGHT ASSET MANAGEMENT, LLC grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.