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F L PUTNAM INVESTMENT MANAGEMENT CO.

LYNNFIELD, MA · CRD 106223 · IAPD ↗ · flputnam.com · 800-344-3435

$9.72BRegulatory AUM
90Advisory reps
160Employees
81Clients
More than 500Planning clients
0Private funds
36States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 13 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
June 2026 — F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 12 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — F L PUTNAM INVESTMENT MANAGEMENT CO. reported RAUM up 26% ($7.70B -> $9.72B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — F L PUTNAM INVESTMENT MANAGEMENT CO. grew from 73 to 90 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
December 2025 — F L PUTNAM INVESTMENT MANAGEMENT CO. notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2025 — F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2025 — F L PUTNAM INVESTMENT MANAGEMENT CO. notice-filed in NV, TN, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
83
April 2025 — F L PUTNAM INVESTMENT MANAGEMENT CO. grew from 60 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
September 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO.'s Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 10 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
August 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. moved its main office from WELLESLEY, MA to LYNNFIELD, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
April 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 8 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. reported RAUM up 43% ($4.30B -> $6.17B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — F L PUTNAM INVESTMENT MANAGEMENT CO. grew from 37 to 60 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.