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RITHOLTZ WEALTH MANAGEMENT

NEW YORK, NY · CRD 168652 · IAPD ↗ · (212) 625-1200

$9.42BRegulatory AUM
48Advisory reps
83Employees
0Clients
0Planning clients
0Private funds
48States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2025 — RITHOLTZ WEALTH MANAGEMENT notice-filed in AR, MS, SD, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — RITHOLTZ WEALTH MANAGEMENT added office(s): 13 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
77
April 2025 — RITHOLTZ WEALTH MANAGEMENT grew from 38 to 45 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2025 — RITHOLTZ WEALTH MANAGEMENT notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — RITHOLTZ WEALTH MANAGEMENT notice-filed in HI, IA, ME, MT, UT, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
82
April 2024 — RITHOLTZ WEALTH MANAGEMENT grew from 26 to 38 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2024 — RITHOLTZ WEALTH MANAGEMENT notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.