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INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

WILLIAMSVILLE, NY · CRD 144733 · IAPD ↗ · iswealthmanagement.com · 716-568-8566

$1.54BRegulatory AUM
26Advisory reps
30Employees
0Clients
0Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC reported RAUM up 25% ($1.23B -> $1.54B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
December 2025 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
77
April 2025 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC grew from 16 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($953.8M -> $1.23B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
August 2024 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC notice-filed in AZ, GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC now reports custody of client assets ($50.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.