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OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD 23131 · IAPD ↗ · dianacurran.net · 800-821-5100

$234.86BRegulatory AUM
7143Advisory reps
8979Employees
56660Clients
More than 500Planning clients
0Private funds
53States
126Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 10 (116 -> 126).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — OSAIC WEALTH, INC. added office(s): 3791 -> 5586 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — OSAIC WEALTH, INC. grew from 6276 to 7143 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 6 (132 -> 138).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 64 (68 -> 132).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — OSAIC WEALTH, INC. added office(s): 1670 -> 3791 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — OSAIC WEALTH, INC. reported RAUM up 112% ($94.56B -> $200.27B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — OSAIC WEALTH, INC. grew from 4397 to 6276 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 3 (65 -> 68).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 2 (63 -> 65).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
July 2024 — OSAIC WEALTH, INC. moved its main office from JERSEY CITY, NJ to SCOTTSDALE, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
July 2024 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 11 (52 -> 63).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — OSAIC WEALTH, INC.'s Item 11 disclosure-reporting entries rose by 11 (41 -> 52).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — OSAIC WEALTH, INC. added office(s): 1009 -> 1670 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2024 — OSAIC WEALTH, INC. reported RAUM up 220% ($29.54B -> $94.56B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — OSAIC WEALTH, INC. grew from 2075 to 4397 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.