← Tributary

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 109591 · IAPD ↗ · 888-474-7725

$120.70BRegulatory AUM
18Advisory reps
364Employees
1Clients
n/aPlanning clients
0Private funds
53States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

76
October 2024 — NEW YORK LIFE INVESTMENT MANAGEMENT LLC grew from 14 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
April 2024 — NEW YORK LIFE INVESTMENT MANAGEMENT LLC changed its website from newyorklifeinvestments.com to reddit.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2024 — NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (18 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.