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SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC

NEW YORK, NY · CRD 329887 · IAPD ↗ · soundpointcap.com · 212-895-2280

$478.5MRegulatory AUM
5Advisory reps
9Employees
0Clients
n/aPlanning clients
0Private funds
1States
5Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2025 — SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC crossed $500M in regulatory AUM ($2 -> $553.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
September 2024 — SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2024 — SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC (NEW YORK, NY) is newly SEC-registered with $2 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.