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AWH FINANCIAL, LLC

BALA CYNWYD, PA · CRD 285183 · IAPD ↗ · 610-660-4283

$0Regulatory AUM
63Advisory reps
65Employees
7Clients
n/aPlanning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
January 2026 — AWH FINANCIAL, LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
76
January 2026 — AWH FINANCIAL, LLC grew from 50 to 61 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
December 2025 — AWH FINANCIAL, LLC notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
July 2025 — AWH FINANCIAL, LLC notice-filed in HI, KS, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — AWH FINANCIAL, LLC notice-filed in DC, MD, VA, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
March 2025 — AWH FINANCIAL, LLC grew from 34 to 44 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
46
April 2024 — AWH FINANCIAL, LLC notice-filed in IL, MN, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.