← Tributary

HOWARD FINANCIAL SERVICES, LTD.

DALLAS, TX · CRD 107978 · IAPD ↗ · hfs-wm.com · 214-346-0785

$1.40BRegulatory AUM
18Advisory reps
24Employees
9Clients
11-25Planning clients
31Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — HOWARD FINANCIAL SERVICES, LTD. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2024 — HOWARD FINANCIAL SERVICES, LTD. notice-filed in CT, GA, IL, MA, NJ, NM, NY, OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — HOWARD FINANCIAL SERVICES, LTD. crossed $1B in regulatory AUM ($988.5M -> $1.28B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.