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DRIVEN INVESTMENTS LLC

· CRD 310095 · IAPD ↗ · 844-932-3272

$239.2MRegulatory AUM
8Advisory reps
8Employees
0Clients
101-250Planning clients
0Private funds
41States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — DRIVEN INVESTMENTS LLC reported RAUM up 42% ($168.6M -> $239.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — DRIVEN INVESTMENTS LLC now reports custody of client assets ($9.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2026 — DRIVEN INVESTMENTS LLC grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2026 — DRIVEN INVESTMENTS LLC notice-filed in MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
December 2025 — DRIVEN INVESTMENTS LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
April 2025 — DRIVEN INVESTMENTS LLC notice-filed in MO, MT, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — DRIVEN INVESTMENTS LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2025 — DRIVEN INVESTMENTS LLC reported RAUM up 54% ($109.3M -> $168.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — DRIVEN INVESTMENTS LLC notice-filed in IA, IN, KY, MD, NJ, SC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — DRIVEN INVESTMENTS LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
69
April 2024 — DRIVEN INVESTMENTS LLC reported RAUM up 73% ($63.2M -> $109.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.