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OAK STREET INVESTMENTS

GREENWOOD VILLAGE, CO · CRD 288019 · IAPD ↗ · (720) 515-6822

$125.5MRegulatory AUM
1Advisory reps
1Employees
4Clients
26-50Planning clients
6Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2024 — OAK STREET INVESTMENTS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — OAK STREET INVESTMENTS now reports custody of client assets ($80.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.