← Tributary

SHAKER FINANCIAL SERVICES

ANNAPOLIS, MD · CRD 121534 · IAPD ↗ · shakerfinancial.com · 410-224-0572

$286.3MRegulatory AUM
2Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2024 — SHAKER FINANCIAL SERVICES notice-filed in AZ, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.