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PTMA INVESTMENT ADVISORS

NAPERVILLE, IL · CRD 301973 · IAPD ↗ · pmanetwork.com · 630-657-6400

$30.59BRegulatory AUM
81Advisory reps
157Employees
0Clients
0Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PTMA INVESTMENT ADVISORS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — PTMA INVESTMENT ADVISORS added office(s): 10 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
84
April 2026 — PTMA INVESTMENT ADVISORS grew from 67 to 81 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — PMA ASSET MANAGEMENT, LLC is now doing business as PTMA INVESTMENT ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
December 2024 — PMA ASSET MANAGEMENT, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — PMA ASSET MANAGEMENT, LLC reported RAUM up 34% ($20.20B -> $26.99B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — PMA ASSET MANAGEMENT, LLC grew from 59 to 64 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.