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INDEXIQ ADVISORS LLC

NEW YORK, NY · CRD 144790 · IAPD ↗ · newyorklifeinvestments.com · (888) 474-7725

$10.44BRegulatory AUM
6Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
2States
18Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
November 2024 — INDEXIQ ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $10.44B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — INDEXIQ ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (17 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — INDEXIQ ADVISORS LLC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.