← Tributary

MARMO FINANCIAL GROUP, LLC

JOHNSON CITY, TN · CRD 143816 · IAPD ↗ · 423-282-0514

$295.2MRegulatory AUM
3Advisory reps
9Employees
1Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2026 — MARMO FINANCIAL GROUP, LLC (JOHNSON CITY, TN) left the SEC roster (was $295.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2026 — MARMO FINANCIAL GROUP, LLC now reports custody of client assets ($271.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
December 2025 — MARMO FINANCIAL GROUP, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2025 — MARMO FINANCIAL GROUP, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
November 2024 — MARMO FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2024 — MARMO FINANCIAL GROUP, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.