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ROSEMAN WAGNER WEALTH MANAGEMENT

ROCKLIN, CA · CRD 148221 · IAPD ↗ · rosemanwagner.com · (916) 652-1525

$1.54BRegulatory AUM
6Advisory reps
8Employees
0Clients
0Planning clients
1Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — ROSEMAN WAGNER WEALTH MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
September 2024 — ROSEMAN WAGNER WEALTH MANAGEMENT notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — ROSEMAN WAGNER WEALTH MANAGEMENT notice-filed in AZ, GA, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — ROSEMAN WAGNER WEALTH MANAGEMENT crossed $1B in regulatory AUM ($986.4M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.