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HOPWOOD FINANCIAL SERVICES, INC.

RESTON, VA · CRD 127927 · IAPD ↗ · 703-787-0008

$750.3MRegulatory AUM
6Advisory reps
11Employees
8Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — HOPWOOD FINANCIAL SERVICES, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — HOPWOOD FINANCIAL SERVICES, INC. added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — HOPWOOD FINANCIAL SERVICES, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
January 2025 — HOPWOOD FINANCIAL SERVICES, INC. added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
December 2024 — HOPWOOD FINANCIAL SERVICES, INC. added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2024 — HOPWOOD FINANCIAL SERVICES, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — HOPWOOD FINANCIAL SERVICES, INC. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2024 — HOPWOOD FINANCIAL SERVICES, INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — HOPWOOD FINANCIAL SERVICES, INC. crossed $500M in regulatory AUM ($486.3M -> $548.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.