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CAPITAL GROWTH & SHELTER, INC.

· CRD 126092 · IAPD ↗ · capitalgrowthonline.com · 518-399-3372

$33.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — CAPITAL GROWTH & SHELTER, INC. (location n/a) left the SEC roster (was $33.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
April 2024 — CAPITAL GROWTH & SHELTER, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — CAPITAL GROWTH & SHELTER, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — CAPITAL GROWTH & SHELTER, INC. added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.