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CAPITAL INVESTMENT MANAGEMENT, INC

LEE'S SUMMIT, MO · CRD 113917 · IAPD ↗ · cimretirementpros.com · 816-246-1212

$558.9MRegulatory AUM
5Advisory reps
10Employees
80Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — CAPITAL INVESTMENT MANAGEMENT, INC notice-filed in CO, IL, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — CAPITAL INVESTMENT MANAGEMENT, INC crossed $500M in regulatory AUM ($477.1M -> $558.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — CAPITAL INVESTMENT MANAGEMENT, INC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.