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VANTAGE FINANCIAL PARTNERS, LLC

ELM GROVE, WI · CRD 315828 · IAPD ↗ · vantagefinancialwi.com · 262-439-8587

$1.02BRegulatory AUM
12Advisory reps
26Employees
0Clients
101-250Planning clients
10Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — VANTAGE FINANCIAL PARTNERS, LLC (ELM GROVE, WI) left the SEC roster (was $1.02B RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2026 — VANTAGE FINANCIAL PARTNERS, LLC crossed $1B in regulatory AUM ($810.7M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
August 2025 — VANTAGE FINANCIAL PARTNERS, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — VANTAGE FINANCIAL PARTNERS, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2025 — VANTAGE FINANCIAL PARTNERS, LLC reported RAUM up 32% ($612.1M -> $810.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2025 — VANTAGE FINANCIAL PARTNERS, LLC now reports 9 private fund(s) ($22.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
53
August 2024 — VANTAGE FINANCIAL PARTNERS, LLC notice-filed in CO, GA, IN, KY, PA, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — VANTAGE FINANCIAL PARTNERS, LLC crossed $500M in regulatory AUM ($431.3M -> $612.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2024 — VANTAGE FINANCIAL PARTNERS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.