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VERITION FUND MANAGEMENT LLC

GREENWICH, CT · CRD 156610 · IAPD ↗ · 203-742-7700

$139.39BRegulatory AUM
520Advisory reps
899Employees
0Clients
n/aPlanning clients
5Private funds
11States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — VERITION FUND MANAGEMENT LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — VERITION FUND MANAGEMENT LLC added office(s): 22 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — VERITION FUND MANAGEMENT LLC grew from 414 to 520 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — VERITION FUND MANAGEMENT LLC added office(s): 18 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — VERITION FUND MANAGEMENT LLC grew from 293 to 414 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
January 2025 — VERITION FUND MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
34
April 2024 — VERITION FUND MANAGEMENT LLC notice-filed in NE, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — VERITION FUND MANAGEMENT LLC added office(s): 8 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — VERITION FUND MANAGEMENT LLC reported RAUM up 146% ($43.63B -> $107.25B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — VERITION FUND MANAGEMENT LLC grew from 147 to 293 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
February 2024 — VERITION FUND MANAGEMENT LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.