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TRANSITION FINANCIAL ADVISORS GROUP, LLC

· CRD 116089 · IAPD ↗ · transitionfinancial.ca · (480) 722-9414

$300.6MRegulatory AUM
5Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — TRANSITION FINANCIAL ADVISORS GROUP, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — TRANSITION FINANCIAL ADVISORS GROUP, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — TRANSITION FINANCIAL ADVISORS GROUP, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — TRANSITION FINANCIAL ADVISORS GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
December 2025 — TRANSITION FINANCIAL ADVISORS GROUP, INC. is now doing business as TRANSITION FINANCIAL ADVISORS GROUP, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
73
March 2025 — TRANSITION FINANCIAL ADVISORS GROUP, INC. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
25
March 2024 — TRANSITION FINANCIAL ADVISORS GROUP, INC. changed its website from theamericanincanada.ca to transitionfinancial.ca.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
March 2024 — TRANSITION FINANCIAL ADVISORS GROUP, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.