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VIRIDIAN CAPITAL

PURCHASE, NY · CRD 337301 · IAPD ↗ · 914-589-5969

$33.2MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
September 2026 — VIRIDIAN CAPITAL (PURCHASE, NY) left the SEC roster (was $33.2M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
February 2026 — VIRIDIAN CAPITAL now reports custody of client assets ($33.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
February 2026 — VIRIDIAN CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
December 2025 — VIRIDIAN CAPITAL (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.