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OPES WEALTH MANAGEMENT, LLC

MENLO PARK, CA · CRD 299704 · IAPD ↗ · 408-831-5800

$822.3MRegulatory AUM
5Advisory reps
8Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — OPES WEALTH MANAGEMENT, LLC (MENLO PARK, CA) left the SEC roster (was $822.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
June 2026 — OPES WEALTH MANAGEMENT, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
December 2025 — OPES WEALTH MANAGEMENT, LLC notice-filed in CO, HI, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — OPES WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($473.6M -> $589.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.