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NEW WEST ASSET MANAGEMENT

· CRD 335727 · IAPD ↗ · newwestcap.com · 1.913.209.9796

$12.5MRegulatory AUM
1Advisory reps
1Employees
1Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
December 2025 — NEW WEST ASSET MANAGEMENT (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.