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FORTEM FINANCIAL GROUP, LLC

PALM DESERT, CA · CRD 291662 · IAPD ↗ · 760-206-8500

$631.9MRegulatory AUM
6Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — FORTEM FINANCIAL GROUP, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — FORTEM FINANCIAL GROUP, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
May 2025 — FORTEM FINANCIAL GROUP, LLC notice-filed in IL, OR, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — FORTEM FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($438.1M -> $528.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
March 2025 — FORTEM FINANCIAL GROUP, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
September 2024 — FORTEM FINANCIAL GROUP, LLC notice-filed in CO, FL, ID, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FORTEM FINANCIAL GROUP, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
March 2024 — FORTEM FINANCIAL GROUP, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.