← Tributary

NVERSES CAPITAL, LLC

WELLINGTON, FL · CRD 323291 · IAPD ↗ · nversescapital.com · 732-742-7703

$184.1MRegulatory AUM
9Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — NVERSES CAPITAL, LLC reported RAUM up 85% ($99.5M -> $184.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
April 2026 — NVERSES CAPITAL, LLC grew from 2 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
January 2026 — NVERSES CAPITAL, LLC shrank from 6 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
January 2026 — NVERSES CAPITAL, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
December 2025 — NVERSES CAPITAL, LLC (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
45
April 2025 — NVERSES CAPITAL, LLC (WELLINGTON, FL) left the SEC roster (was $134.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — NVERSES CAPITAL, LLC reported RAUM down 31% ($196.0M -> $134.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.