← Tributary

COMPASS FINANCIAL GROUP, INC

SIOUX FALLS, SD · CRD 157109 · IAPD ↗ · compassfin.net · 605-338-7150

$1.48BRegulatory AUM
7Advisory reps
13Employees
0Clients
More than 500Planning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
December 2025 — COMPASS FINANCIAL GROUP, INC notice-filed in AR, KS, MI, SC, TN, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2025 — COMPASS FINANCIAL GROUP, INC now reports custody of client assets ($580.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
August 2025 — COMPASS FINANCIAL GROUP, INC crossed $1B in regulatory AUM ($995.0M -> $1.23B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
51
June 2024 — COMPASS FINANCIAL GROUP, INC notice-filed in GA, IL, OK, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.