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STEPHENS CONSULTING, LLC

FLINT, MI · CRD 308970 · IAPD ↗ · 810-732-7411

$1.07BRegulatory AUM
10Advisory reps
19Employees
36Clients
More than 500Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — STEPHENS CONSULTING, LLC (FLINT, MI) left the SEC roster (was $1.07B RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
December 2025 — STEPHENS CONSULTING, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — STEPHENS CONSULTING, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
March 2025 — STEPHENS CONSULTING, LLC crossed $1B in regulatory AUM ($918.4M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
49
November 2024 — STEPHENS CONSULTING, LLC notice-filed in MN, OR, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2024 — STEPHENS CONSULTING, LLC reported RAUM up 28% ($717.9M -> $918.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2024 — STEPHENS CONSULTING, LLC reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.