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PROVENIO CAPITAL

NEWPORT BEACH, CA · CRD 333009 · IAPD ↗ · (949) 301-9060

$1.63BRegulatory AUM
6Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — PROVENIO CAPITAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — PROVENIO CAPITAL notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
100
November 2024 — PROVENIO CAPITAL (NEWPORT BEACH, CA) is newly SEC-registered with $1.64B RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.