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PROSPERITEA PLANNING

GREENFIELD, MA · CRD 282041 · IAPD ↗ · prosperiteaplanning.com · 413-829-4832

$176.9MRegulatory AUM
4Advisory reps
4Employees
10Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — PROSPERITEA PLANNING reported RAUM up 42% ($125.0M -> $176.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2026 — PROSPERITEA PLANNING grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2026 — PROSPERITEA PLANNING notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
January 2026 — PROSPERITEA PLANNING added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
December 2025 — PROSPERITEA PLANNING (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.