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JUNO FINANCIAL GROUP LLC

RICHMOND, VA · CRD 336362 · IAPD ↗ · junofinancialgroup.com · 804-500-6464

$541.9MRegulatory AUM
5Advisory reps
8Employees
0Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
December 2025 — JUNO FINANCIAL GROUP LLC notice-filed in FL, MD, NC, PA, SC, TX, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
December 2025 — JUNO FINANCIAL GROUP LLC now reports custody of client assets ($55.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
December 2025 — JUNO FINANCIAL GROUP LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
July 2025 — JUNO FINANCIAL GROUP LLC (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.