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SOUND FINANCIAL, LLC

· CRD 292271 · IAPD ↗ · soundfinancialbites.libsyn.com · 425-332-6568

$210.8MRegulatory AUM
7Advisory reps
9Employees
10Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — SOUND FINANCIAL, LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
December 2025 — SOUND FINANCIAL, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2024 — SOUND FINANCIAL, LLC moved its main office from MILL CREEK, WA to LAKE STEVENS, WA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.