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KEYSTONE WEALTH MANAGEMENT

WATERLOO, IA · CRD 304133 · IAPD ↗ · keystonewealth.com · (319) 883-3096

$137.4MRegulatory AUM
1Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
March 2026 — KEYSTONE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
March 2026 — KEYSTONE WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2026 — KEYSTONE WEALTH MANAGEMENT now reports custody of client assets ($7.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2025 — KEYSTONE WEALTH MANAGEMENT (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.