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WEDBUSH FUND ADVISERS, LLC

PASADENA, CA · CRD 334057 · IAPD ↗ · wedbushfunds.com · 213-688-8000

$1.07BRegulatory AUM
2Advisory reps
5Employees
1Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
May 2026 — WEDBUSH FUND ADVISERS, LLC crossed $1B in regulatory AUM ($754.2M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
35
December 2025 — WEDBUSH FUND ADVISERS, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
July 2025 — WEDBUSH FUND ADVISERS, LLC moved its main office from LOS ANGELES, CA to PASADENA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
15
June 2025 — WEDBUSH FUND ADVISERS, LLC changed its website from wedbush.com to wedbushfunds.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
60
June 2025 — WEDBUSH FUND ADVISERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
February 2025 — WEDBUSH FUND ADVISERS, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.