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TORREY-PAYNE WEALTH MANAGEMENT

PASADENA, CA · CRD 336703 · IAPD ↗ · torreypaynewm.com · 626-657-3451

$184.8MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
December 2025 — TORREY-PAYNE WEALTH MANAGEMENT notice-filed in AZ, ID, NV, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
December 2025 — TORREY-PAYNE WEALTH MANAGEMENT now reports custody of client assets ($2.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — TORREY-PAYNE WEALTH MANAGEMENT (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.