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THE WELLINGTON GRP LLC

INDIANAPOLIS, IN · CRD 332803 · IAPD ↗ · thewellingtongroupllc.com · 317-846-5055

$473.6MRegulatory AUM
9Advisory reps
10Employees
1Clients
1-10Planning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — THE WELLINGTON GRP LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — THE WELLINGTON GRP LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
April 2026 — THE WELLINGTON GRP LLC reported RAUM up 247% ($136.4M -> $473.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
December 2025 — THE WELLINGTON GRP LLC now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
25
April 2025 — THE WELLINGTON GRP LLC changed its website from wellingtonwealthstrategies.com to thewellingtongroupllc.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
42
April 2025 — THE WELLINGTON GRP LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — THE WELLINGTON GRP LLC now reports custody of client assets ($27.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
January 2025 — THE WELLINGTON GRP LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
October 2024 — THE WELLINGTON GRP LLC (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.