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VANGUARD ADVISERS, INC.

MALVERN, PA · CRD 106715 · IAPD ↗ · 610-669-1000

$344.62BRegulatory AUM
1903Advisory reps
2208Employees
89430Clients
More than 500Planning clients
0Private funds
53States
116Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 2 (114 -> 116).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2026 — VANGUARD ADVISERS, INC. grew from 1567 to 1903 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2026 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 8 (106 -> 114).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
December 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 27 (79 -> 106).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 11 (68 -> 79).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 15 (53 -> 68).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 14 (39 -> 53).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 22 (17 -> 39).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — VANGUARD ADVISERS, INC. added office(s): 2107 -> 2225 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
79
April 2025 — VANGUARD ADVISERS, INC. grew from 1558 to 1567 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 5 (12 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
January 2025 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 1 (11 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2024 — VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 1 (14 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — VANGUARD ADVISERS, INC. shrank from 1612 to 1558 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.