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HORIZON WEALTH

DENVER, CO · CRD 333752 · IAPD ↗ · myhorizonwealth.com · 303-777-7124

$147.2MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
June 2026 — HORIZON WEALTH notice-filed in CA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — HORIZON WEALTH reported RAUM up 46% ($101.1M -> $147.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2026 — HORIZON WEALTH now reports custody of client assets ($3.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2025 — HORIZON WEALTH (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.