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BERNICKE WEALTH MANAGEMENT

ALTOONA, WI · CRD 335431 · IAPD ↗ · 715-832-1173

$887.4MRegulatory AUM
6Advisory reps
26Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — BERNICKE WEALTH MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2026 — BERNICKE WEALTH MANAGEMENT notice-filed in NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — BERNICKE WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — BERNICKE WEALTH MANAGEMENT notice-filed in AZ, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
December 2025 — BERNICKE WEALTH MANAGEMENT now reports custody of client assets ($55.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2025 — BERNICKE WEALTH MANAGEMENT (ALTOONA, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.