← Tributary

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD 292565 · IAPD ↗ · tandem-financial.com · (720) 845-5700

$541.8MRegulatory AUM
6Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — TANDEM FINANCIAL, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2026 — TANDEM FINANCIAL, LLC notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2026 — TANDEM FINANCIAL, LLC notice-filed in VI, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — TANDEM FINANCIAL, LLC crossed $500M in regulatory AUM ($291.2M -> $541.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
71
April 2026 — TANDEM FINANCIAL, LLC grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — TANDEM FINANCIAL, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.