← Tributary

FINANCIAL ROUNDS

CINCINNATI, OH · CRD 110384 · IAPD ↗ · 513-588-8080

$211.3MRegulatory AUM
6Advisory reps
8Employees
16Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
December 2025 — FINANCIAL ROUNDS notice-filed in MA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — PERSONAL CHOICE FINANCIAL ADVISORS, LLC is now doing business as FINANCIAL ROUNDS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
February 2024 — PERSONAL CHOICE FINANCIAL ADVISORS, LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.