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TRIO WEALTH MANAGEMENT, LLC

GREAT FALLS, VA · CRD 328042 · IAPD ↗ · (703) 459-9171

$134.0MRegulatory AUM
3Advisory reps
4Employees
2Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — TRIO WEALTH MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — TRIO WEALTH MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
April 2026 — TRIO WEALTH MANAGEMENT, LLC notice-filed in CA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — TRIO WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — TRIO WEALTH MANAGEMENT, LLC reported RAUM up 32% ($101.4M -> $134.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
December 2025 — TRIO WEALTH MANAGEMENT, LLC (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.