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LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTYVILLE, IL · CRD 304290 · IAPD ↗ · 847-680-9255

$1.05BRegulatory AUM
19Advisory reps
20Employees
0Clients
n/aPlanning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — LIBERTY ONE INVESTMENT MANAGEMENT reported RAUM down 56% ($2.38B -> $1.05B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
47
February 2026 — LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2025 — LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2024 — LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2024 — LIBERTY ONE INVESTMENT MANAGEMENT added office(s): 18 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2024 — LIBERTY ONE INVESTMENT MANAGEMENT added office(s): 16 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
March 2024 — LIBERTY ONE INVESTMENT MANAGEMENT reported RAUM up 36% ($1.45B -> $1.97B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.