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DICCIANNI FINANCIAL GROUP, INC.

EAST NORRITON, PA · CRD 149332 · IAPD ↗ · dfgpa.com · 484-681-9046

$128.8MRegulatory AUM
2Advisory reps
4Employees
272Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
December 2025 — DICCIANNI FINANCIAL GROUP, INC. notice-filed in NC, NE, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
December 2025 — DICCIANNI FINANCIAL GROUP, INC. now reports custody of client assets ($46.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — DICCIANNI FINANCIAL GROUP, INC. (EAST NORRITON, PA) is newly SEC-registered with $111.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.