← Tributary

ELEVATED PRIVATE WEALTH

· CRD 335270 · IAPD ↗ · 715-797-3358

$122.7MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — ELEVATED PRIVATE WEALTH notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2026 — ELEVATED PRIVATE WEALTH added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
February 2026 — ELEVATED PRIVATE WEALTH now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
December 2025 — ELEVATED PRIVATE WEALTH notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
August 2025 — ELEVATED PRIVATE WEALTH now reports custody of client assets ($23.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — ELEVATED PRIVATE WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.