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PROFESSIONAL FINANCIAL ADVISORS, LLC

NORTH PLATTE, NE · CRD 173719 · IAPD ↗ · 308-534-8210

$769.8MRegulatory AUM
7Advisory reps
12Employees
35Clients
26-50Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — PROFESSIONAL FINANCIAL ADVISORS, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — PROFESSIONAL FINANCIAL ADVISORS, LLC reported RAUM up 25% ($614.1M -> $769.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
December 2025 — PROFESSIONAL FINANCIAL ADVISORS, LLC notice-filed in AZ, IA, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — PROFESSIONAL FINANCIAL ADVISORS, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — PROFESSIONAL FINANCIAL ADVISORS, LLC added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — PROFESSIONAL FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($307.3M -> $500.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.