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MASON & ASSOCIATES, INC.

LOS ANGELES, CA · CRD 141303 · IAPD ↗ · masonlifeplanning.com · 323-254-3072

$828.7MRegulatory AUM
8Advisory reps
8Employees
0Clients
More than 500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
February 2026 — MASON & ASSOCIATES, INC. reported RAUM up 31% ($631.3M -> $828.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2025 — MASON & ASSOCIATES, INC. notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — MASON & ASSOCIATES, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
February 2025 — MASON & ASSOCIATES, INC. grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
February 2024 — MASON & ASSOCIATES, INC. reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
February 2024 — MASON & ASSOCIATES, INC. crossed $500M in regulatory AUM ($475.8M -> $539.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.