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FSC WEALTH ADVISORS, LLC

FISHKILL, NY · CRD 154382 · IAPD ↗ · 845-297-0300

$122.3MRegulatory AUM
5Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — FSC WEALTH ADVISORS, LLC reported RAUM down 57% ($283.1M -> $122.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
68
December 2025 — FSC WEALTH ADVISORS, LLC now reports custody of client assets ($21.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
46
December 2024 — FSC WEALTH ADVISORS, LLC notice-filed in CA, MD, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FSC WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.